-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MUg+zRwBsKFE+xApqoKFQgyImSxuMga2L1JV/fMg4R4UN/7NL47tmh3riFmiMX3A IcjwjgDV3TT3SDnAVeNnMQ== 0000928465-98-000019.txt : 19980218 0000928465-98-000019.hdr.sgml : 19980218 ACCESSION NUMBER: 0000928465-98-000019 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GATEWAY 2000 INC CENTRAL INDEX KEY: 0000895812 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 421249184 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43617 FILM NUMBER: 98536288 BUSINESS ADDRESS: STREET 1: 610 GATEWAY DR CITY: NORTH SIOUX CITY STATE: SD ZIP: 57049 BUSINESS PHONE: 6052322594 MAIL ADDRESS: STREET 2: 610 GATEWAY DRIVE CITY: NORTH SIOUX CITY STATE: SD ZIP: 57049-2000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WAITT NORMAN W JR CENTRAL INDEX KEY: 0000938527 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: BOX 980 CITY: DAKOTA DUNES STATE: SD ZIP: 57049 MAIL ADDRESS: STREET 1: BOX 980 CITY: DAKOTA DUNES STATE: SD ZIP: 57049 SC 13G/A 1 SCHEDULE 13G AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* ------- Gateway 2000, Inc. -------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share -------------------------------------------- (Title of Class of Securities) 367833 10 0 ------------------ (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP NO. 367833 10 0 ----------- (1) Name of reporting person(s) Norman W. Waitt, Jr. -------------------------------------------- S.S. or I.R.S. identification nos. of above persons NOT REQUIRED -------------------- (2) Check the appropriate box if a member of a (a) / / group (SEE INSTRUCTIONS) (b) / / (3) SEC USE ONLY (4) Citizenship or place of organization United States ---------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power 12,791,200* ------------------------------------------------------ (6) Shared voting power N/A ---------------------------------------------------- (7) Sole dispositive power 12,791,200* ------------------------------------------------- (8) Shared dispositive power N/A ----------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person 12,791,200* ----------- (10) Check if the aggregate amount in row (9) excludes certain shares / / (SEE INSTRUCTIONS) (11) Percent of class represented by amount in row (9) 8% ---------------------- (12) Type of reporting person (SEE INSTRUCTIONS) IN-individual ---------------------------- *All such shares are issued to the Norman W. Waitt, Jr. Revocable Trust (f/k/a the Norman W. Waitt, Jr. S Corp Trust) u/t/d February 21, 1991 (the "Trust"). Mr. Waitt is the sole settlor and sole beneficiary of the Trust and may revoke the Trust at any time and acquire such shares. ITEM 1(a). NAME OF ISSUER: Gateway 2000, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 610 Gateway Drive North Sioux City, South Dakota 57049 ITEM 2 (a). NAME OF PERSON FILING: Norman W. Waitt, Jr. ITEM 2 (b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: Box 980, Dakota Dunes, SD 57049 ITEM 2 (c). CITIZENSHIP: United States ITEM 2 (d). TITLE OF CLASS OF SECURITIES: Common Stock, par value $.01 per share ITEM 2. (e). CUSIP No.: 367833 10 0 ITEM 3. STATEMENTS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B): Not applicable ITEM 4. OWNERSHIP: (a) Amount Beneficially Owned: 12,791,200 /1/ (b) Percent of Class: 8% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 12,791,200/1/ -------------- (ii) shared power to vote or to direct the vote 0 ------- (iii) sole power to dispose or to direct the disposition of 12,791,200/1/ ------------ (iv) shared power to dispose or to direct the disposition of 0 -------- /1/All such shares are issued to the Norman W. Waitt, Jr. Revocable Trust (f/k/a the Norman W. Waitt, Jr. S Corp. Trust) u/t/d February 21, 1991 (the "Trust"). Mr. Waitt is the sole settlor and sole beneficiary of the Trust and may revoke the Trust at any time and acquire such shares. INSTRUCTION. For computations regarding securities which represent a right to acquire an underlying security see Rule 13d-3(d)(1). ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable ITEM 6. OWNERSHIP OR MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable ITEM 10. CERTIFICATION: Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 15, 1998 Norman W. Waitt, Jr. --------------------------- ---------------------------------------- (Signature) Norman W. Waitt, Jr. ---------------------------------------- (Name/Title) The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. -----END PRIVACY-ENHANCED MESSAGE-----